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Territory South of the River Ohio
Organized incorporated territory of United States

1790–1796

Flag of Southwest Territory

Flag

Location of Southwest Territory
Capital city Knoxville
Government Organized incorporated territory
Governor
 -  1790–1796 William Blount
Secretary
 -  1790–1796 Daniel Smith
Legislature Territorial Assembly
 -  Upper chamber Territorial Council
 -  Lower chamber House of Representatives
History
 -  Ceded by North Carolina April 2,
 -  Southwest Ordinance May 26, 1790
 -  House convened February 24, 1794
 -  Full Assembly convened August 26, 1794
 -  Tennessee statehood June 1,
Population
 -  1791 35,691 
 -  1795 77,262 

The Territory South of the River Ohio, more commonly known as the Southwest Territory, was an organized incorporated territory of the United States that existed from May 26, 1790, until June 1, 1796, when it was admitted to the United States as the State of Tennessee. The Southwest Territory was created by the Southwest Ordinance from lands of the Washington District that had been ceded to the U.S. federal government by North Carolina. The territory's lone governor was William Blount.

The establishment of the Southwest Territory followed a series of efforts by North Carolina's trans-Appalachian residents to form a separate political entity, initially with the Watauga Association, and later with the failed State of Franklin. North Carolina ceded these lands in April 1790 as payment of obligations owed to the federal government. The territory's residents welcomed the cession, believing the federal government would provide better protection from Indian hostilities. The federal government paid relatively little attention to the territory, however, increasing its residents' desire for full statehood.

Along with Blount, a number of individuals who played prominent roles in early Tennessee history served in the Southwest Territory's administration. These included John Sevier, James Robertson, Griffith Rutherford, James Winchester, Archibald Roane, John McNairy, Joseph McMinn and Andrew Jackson.

Background

During the colonial period, land that would become the Southwest Territory was part of North Carolina's land patent. The Blue Ridge Mountains, which rise along the modern Tennessee-North Carolina border, hindered North Carolina from pursuing any lasting interest in the territory. Initially trade, political interest, and settlement came mostly from Virginia and South Carolina, though refugees from the Regulator War began arriving from North Carolina in the early 1770s.

The Watauga Association was a semi-autonomous government created in 1772 by frontier settlers living along the Watauga River in what is present day Elizabethton, Tennessee. The colony was established on Cherokee-owned land in which the Watauga and Nolichucky settlers had negotiated a 10-year lease directly with the Indians. Fort Watauga was established on the Watauga River at Sycamore Shoals as a trade center of the settlements.

In March 1775, land speculator and North Carolina judge Richard Henderson met with more than 1,200 Cherokees at Sycamore Shoals. Included at the gathering were Cherokee leaders such as Attacullaculla, Oconostota, and Dragging Canoe. The meeting resulted in the "Treaty of Sycamore Shoals", in which Henderson purchased from the Cherokee all the land situated south of the Ohio River and lying between the Cumberland River, the Cumberland Mountains, and the Kentucky River. This land, which encompassed roughly 20 million acres (80,000 km²), became known as the Transylvania Purchase. Henderson's land deal was found to be in violation of North Carolina and Virginia law, as well as the Royal Proclamation of 1763, which had prohibited the private purchase of American Indian land.

Both North Carolina and Virginia considered the trans-Appalachian settlements illegal, and refused to annex them. Nevertheless, at the onset of the American War for Independence in 1776, the settlers, who vigorously supported the Patriot cause, organized themselves into the "Washington District" and formed a committee of safety to govern it. In July 1776, Dragging Canoe and the faction of the Cherokee opposed to the Transylvania Purchase (later called the Chickamaugas) aligned with the British and launched an invasion of the Watauga settlements, targeting Fort Watauga at modern Elizabethton and Eaton's Station near modern Kingsport. After the settlers thwarted the attacks, North Carolina agreed to annex the settlements as the Washington District.

In September 1780, a large group of trans-Appalachian settlers, led by William Campbell, John Sevier and Isaac Shelby, assembled at Sycamore Shoals in response to a British threat to attack frontier settlements. Known as the Overmountain Men, the settlers marched across the mountains to South Carolina, where they engaged and defeated a loyalist force led by Patrick Ferguson at the Battle of Kings Mountain. Overmountain Men would also take part in the Battle of Musgrove Mill and the Battle of Cowpens.

In 1784, North Carolina ceded control of the Overmountain settlements following a hotly contested vote. The cession was rescinded later that year, but not before some of the settlers had organized the State of Franklin, which sought statehood. John Sevier was named governor and the area began operating as an independent state not recognized by the Congress of the Confederation. Many Overmountain settlers, led by John Tipton, remained loyal to North Carolina, and frequently quarreled with the Franklinites. Following Tipton's defeat of Sevier at the "Battle of Franklin" in early 1788, the State of Franklin movement declined. The Franklinites had agreed to rejoin North Carolina by early 1789.

Territory formation

North Carolina ratified the United States Constitution on November 23, 1789. On December 22, the state legislature voted to cede the Overmountain settlements as payment of its obligations to the new federal government. Congress accepted the cession during its first session on April 2, 1790, when it passed "An Act to Accept a Cession of the Claims of the State of North Carolina to a Certain District of Western Territory". On May 26, 1790, Congress passed an act organizing the new cession as the "Territory of the United States South of the River Ohio," which consisted of modern Tennessee, with the exception of later minor boundary changes. However, most of the new territory was under Indian control, with territorial administration initially covering two unconnected areas— the Washington District in what is now northeast Tennessee, and the Mero District around Nashville. The act also merged the office of territorial governor with the office of Superintendent of Indian Affairs for the Southern Department.

LowsKentuckyMap
Low's map, "The State of Kentucky and adjoining Territories." The Southwest Territory did not yet include West Tennessee, which was still under control of Indians. From Low's Encyclopaedia

The new territory was essentially governed under the same provisions as the Northwest Ordinance, a 1787 act enacted for the creation of the Northwest Territory north of the Ohio River. The Northwest Ordinance's provision outlawing slavery was not applied to the Southwest Territory, however. Along with rules of governance, the Ordinance outlined steps a territory could take to gain admission to the Union. The first step involved the organization of a territorial government. The next step, which would take place when the territory had at least 5,000 adult males, was to organize a territorial legislature, with a popularly elected lower chamber and an upper chamber appointed by the president. The final step, which would take place when the territory had a population of at least 60,000, was to write a state constitution and elect a state government, at which time the territory would be admitted to the Union.

Several candidates were put forth for governor of the new territory. William Blount (1749–1800), a Constitutional Convention delegate and former state legislator who had championed the causes of western settlers, was supported by key North Carolina politicians such as Hugh Williamson, Timothy Bloodworth, John B. Ashe and Benjamin Hawkins. An aggressive land speculator, Blount had extensive land holdings in the new territory. Virginia's Patrick Henry called for his friend, General Joseph Martin, to be appointed governor. A small group of ex-Franklinites convened in Greeneville to push for the appointment of John Sevier.

On June 8, 1790, President George Washington chose Blount as the territory's new governor. He also appointed Daniel Smith (1748–1818) the territory's Secretary, and named two of the territory's three judges, John McNairy and David Campbell (Joseph Anderson would eventually be chosen as the third judge). John Sevier was appointed brigadier general of the Washington District militia, and James Robertson was appointed brigadier general of the Mero District militia.

In September 1790, Blount visited Washington at Mount Vernon, and was sworn in by Supreme Court justice James Iredell. He then moved to the new territory, where he set up a temporary capital at Rocky Mount, the home of William Cobb in Sullivan County. He recruited North Carolina publisher George Roulstone to establish a newspaper, the Knoxville Gazette (initially published at Rogersville). He spent most of October and November issuing appointments to lower-level administrative and militia positions. In December, he made the dangerous trip across Indian territory to the Mero District, where he likewise issued appointments, before returning to Rocky Mount by the end of the year.

Blount initially wanted the permanent territorial capital to be located at the confluence of the Clinch and Tennessee rivers (in the vicinity of modern Kingston), where he had extensive land claims, but was unable to convince the Cherokee to relinquish ownership of these lands. He therefore chose James White's Fort, an outpost located further upstream along the Tennessee. In 1791, White's son-in-law, Charles McClung, platted the new city, and lots were sold in October of that year. Blount named the new city "Knoxville" after his superior in the War Department, Henry Knox.

Indian hostilities

The-cherokees-are-coming-tn1
Howard Pyle's depiction of a scout warning the residents of Knoxville of an approaching hostile Indian force in 1793

Residents of the Southwest Territory initially welcomed federal control, believing the federal government would provide better protection from hostile Indians than North Carolina's distant government to the east. However, the Federal government was already more focused on critical affairs in the old Northwest Territory. Most of the land in the "Old Southwest" was still either Indian territory or had already been claimed by speculators or settlers, and thus there was little money to be made from land sales. President Washington issued a proclamation forbidding the violation of the Treaty of Hopewell (which had set Indian boundaries), and Secretary of War Knox frequently accused settlers of illegally encroaching on Indian lands. Blount was consistently torn between placating angry frontiersmen and appeasing his superiors in the Federal government.

In the Summer of 1791, Blount negotiated the Treaty of Holston with the Cherokee at the future site of Knoxville. The Treaty brought lands south of the French Broad River and east of the divide between Little River and the Little Tennessee River (essentially modern Cocke, Sevier and Blount counties) under U.S. control, and guaranteed the Territory use of a road between the Washington and Mero districts, as well as the Tennessee River. The following year, Blount negotiated an agreement clarifying land boundaries with the Chickasaw, who controlled what is now West Tennessee.

In spite of these agreements, continued encroachment by settlers onto Indian lands prompted reprisals, which primarily came from hostile Chickamauga Cherokee and Creek Indians. The Spanish, who controlled Florida along the Gulf of Mexico coast and still disputed the southern borders of the United States, fifteen years after the end of the Revolutionary War, encouraged and armed the southern tribes. These attacks persisted throughout 1792 and 1793, with the Mero settlements bearing the brunt of the hostilities. Ziegler's Station near modern Hendersonville was destroyed, and Mero defenders had to rally to thwart a large invasion at Buchanan's Station near Nashville. In spite of growing impatience from frontiersmen, Secretary of War Knox refused to authorize an invasion of Indian territory.

In September 1793, while Blount was away in Philadelphia, a large group of Cherokee invaders overran Cavet's Station west of Knoxville, and was planning to march on Knoxville before the invading force dissolved due to infighting among chiefs. Territorial Secretary Daniel Smith, who was Acting Governor in Blount's absence, summoned the militia and ordered an invasion of Cherokee territory. Militia General Sevier led the militia south and destroyed several Chickamauga villages. While Blount supported Smith's decision, the invasion angered Knox, who refused to issue pay for the militiamen. In September 1794, Robertson, without authorization from Knox, dispatched a mounted American force under James Ore which destroyed the Chickamauga towns of Nickajack and Running Water. Robertson resigned as brigadier general shortly afterward.

The defeat of northern tribes at the Battle of Fallen Timbers in August 1794, the destruction of Nickajack and Running Water, and the resolving of boundary disputes between the United States and Spain led to a decline in hostile Indian attacks. In November 1794, Blount negotiated an end to the Cherokee–American wars at the Tellico Blockhouse, a federal outpost south of Knoxville.

Statehood

Map-of-tennassee-government-1796
Secretary Daniel Smith's "Map of the Tennassee State" (1796)

A census in the Summer of 1791 showed the territory's population to be 35,691. There were 6,271 free adult white males, more than the 5,000 needed for the territory to organize a legislature. Blount, however, waited until 1793 to call for elections. Members of the territorial House of Representatives (the lower chamber of the legislature) were elected in December 1793, and the first House session convened on February 24, 1794. The representatives nominated ten individuals for appointment to the territorial council (the legislature's upper chamber), five of whom— Griffith Rutherford, John Sevier, James Winchester, Stockley Donelson and Parmenas Taylor— were eventually appointed by President Washington. Rutherford was chosen as the council's president.

The assembly first convened on August 26, 1794, and called for immediate steps to be taken to achieve full statehood. The assembly appointed Dr. James White (not to be confused with Knoxville's founder) as its non-voting representative in Congress, making the Southwest Territory one of the first U.S. territories to make use of this power. A special session of the assembly on June 29, 1795, called for a census to be taken the following month to determine if the territory's population had reached the 60,000 threshold required for statehood. The census revealed a population of 77,262 inhabitants.

After the census, the territory moved swiftly to form a state government. In December 1795, counties elected delegates for the state constitutional convention. This convention met in Knoxville in January 1796, and drafted a new state constitution. The name "Tennessee," which had been in common use since 1793 when Secretary Smith published his "Short Description of the Tennassee Government," was chosen as the new name for the state.

The Northwest Ordinance was vague on the final steps to be taken for a state to be fully admitted to the Union, so Tennessee's leaders proceeded to organize a state government. John Sevier was elected governor, the first Tennessee General Assembly convened in March 1796, and Blount notified the Secretary of State, Timothy Pickering, that the territorial government had been terminated. A copy of the state constitution was delivered to Pickering by future governor Joseph McMinn. Blount and William Cocke were chosen as the state's U.S. Senators, and Andrew Jackson was elected the state's representative. As the Southwest Territory was the first federal territory to petition to join the Union, there was confusion in Congress about how to proceed. Nonetheless, Tennessee was admitted to the Union on June 1, 1796, as the 16th state.

Land details

Bradley-map-knoxville-1796
The Washington District, as it appeared on Abraham Bradley's 1796 postal map

The Southwest Territory covered 43,000 square miles (110,000 km2), consisting of what is now Tennessee, with the exception of a few minor boundary changes resulting from later surveys. Even though Kentucky was also south of the Ohio River, it was part of Virginia when the Southwest Territory was organized, and it would stay so until it became a state in 1792. The lands south of modern-day Tennessee were either still claimed by Georgia, or disputed with the Spanish colonial powers. Most of that area would be organized as the Mississippi Territory in 1798.

At its creation in 1790, the Southwest Territory's administration oversaw two unconnected districts— the Washington District in the northeast, and the Mero District in the area around and north of Nashville. The remainder of the territory remained under Indian control, with the Cherokee being the dominant tribe in the east, and the Chickasaw controlling the western part of the territory. Other important tribes included the Creeks and Choctaw.

Bradley-map-mero-1796
The Mero District, as it appeared on Bradley's 1796 postal map

The Washington District initially included lands north of the French Broad River and northeast of the confluence of the Clinch and Tennessee rivers (near modern Kingston). The 1791 Treaty of Holston pushed the boundary south of the French Broad and southeast to the divide between Little River and the Little Tennessee River (in what is now southern Blount County). The Washington District originally included Washington, Sullivan, Greene and Hawkins counties. Knox and Jefferson were created by Governor Blount in 1792. In 1793, Blount organized these two new counties into a separate district, called the "Hamilton District." Blount and Sevier counties would be added to this new district during territorial administration.

The Mero District included the lands around Nashville and along the Cumberland River, north to the modern Kentucky border. It included three counties— Davidson, Sumner and Tennessee. The Mero and Washington districts were connected by a road, generally known as Avery's Trace, which traversed Indian lands.

The population of the Southwest Territory in 1791 was 35,691. This included 3,417 slaves and 361 free persons of color. The population of the Washington District was 28,649, while the population of Mero was 7,042. The territory's 1795 census showed a total population of 77,262 inhabitants, including 10,613 slaves and 973 free persons of color. The population of the Washington and Hamilton districts was 65,338, and the population of Mero was 11,924.

See also

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